Small Cap Growth Fund

Overview

The Chartwell Small Cap Growth Fund (CWSGX) offers investors a diversified portfolio of small-cap stocks that have demonstrated competitive growth in revenue, margins, and profits.  We believe CWSGX's diversified portfolio of such securities has the potential over time to capture market share and potential for competitive long term investment performance.

Investment Objective

The investment objective of the Chartwell Small Cap Growth Fund (CWSGX) is to seek long-term capital appreciation.

Fund Facts

Fund Symbol CWSGX
Fund Cusip 16140T 608
Load No-Load
12B-1 Fee None
Total Net Assets as of 09/30/2018  $20.1 million
Objective Long-Term Capital Appreciation
Inception Date 06/16/2017
Dividends Annually
Gross Expense Ratio 11.56%
Net Expense Ratio 1.07%
Minimum Initial Purchase $1,000/$1,000 IRA

Chartwell Investment Partners, LLC has contractually agreed to waive its fees and/or pay for operating expenses of the Fund to ensure that total annual fund operating expenses (excluding any taxes, leverage interest, brokerage commissions, dividend and interest expenses on short sales, acquired fund fees and expenses as determined in accordance with Form N-1A, expenses incurred in connection with any merger or reorganization, or extraordinary expenses such as litigation expenses) do not exceed 1.05% of the average daily net assets of the Fund. This agreement is in effect  until June 9, 2019, and it may be terminated before that date only by the Trust’s Board of Trustees. The Fund’s advisor is permitted to seek reimbursement from the Fund, subject to certain limitations, of fees waived or payments made to the Fund for a period ending three years after the date of the waiver or payment, provided that no reimbursement will cause the Fund’s annual expense ratio to exceed the lesser of the (i) expense limitation amount in effect at the time such fees were waived or payments made, and (ii) the expense limitation amount in effect at the time of the reimbursement.

Fund Portfolio Composition

AS OF SEPTEMBER 30, 2018

          Pie Chart - Small Cap Growth Fund
Pie Chart Square - 03425c Consumer Discretionary 19%  
Pie Chart Square - 055e83 Consumer Staples 2%  
Pie Chart Square - 0e7eb0 Energy 1%  
Pie Chart Square - f78c21 Financials 11%  
Pie Chart Square - FAA442 Health Care 29%  
Pie Chart Square - FDC789 Industrials 10%  
Pie Chart Square - 656565 Information Technology 18%  
Pie Chart Square - 8B8A8B Materials 3%  
Pie Chart Square - 95A7D6 Real Estate 1  
Pie Chart Square - 010101 Short-Term Invst. 5%  

 

Performance

Performance data quoted here represents past performance. Past performance is no guarantee of future results. Investment return and principal value of an investment will fluctuate, so that an investor’s shares, when redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance data cited. Current month end data is available at www.chartwellip.com. Returns for less than a year are not annualized. A redemption fee of 1.00% will be imposed on redemptions of Fund shares owned less than 30 days.

Russell 2000 Growth Index: an index which measures the performance of 2000 small-cap companies and is designed to represent the small-cap segment of the U.S. Equity universe.

Investors cannot invest directly in an index.

Top Ten Holdings

AS OF SEPTEMBER 30, 2018

Holding

% of Investments

INSULET CORP. 3.1
ASGN INC. 2.4
RAPID7 INC. 2.3
ELDORADO RESORTS INC. 2.2
PLAYAGS INC. 2.0
OLLIES BARGAIN OUTLET 1.9
OSHKOSH CORP. 1.9
ICON PLC 1.9
RING CENTRAL INC. 1.8
INGEVITY CORP. 1.8

Figures unaudited. For informational purposes only. Holdings are subject to change at any time.

Additional Information

ADVISOR

Chartwell Investment Partners, LLC
1205 Westlakes Drive
Berwyn, PA 19312

610.296.1400

DISTRIBUTOR

Distributed by Foreside Fund Services, LLC
Wholesaling provided by our affiliate,
Chartwell TSC Securities Corp., Member FINRA

TRANSFER AGENT

Ultimus Fund Solutions, LLC
P.O. Box 46707
Cincinnati, OH 45246-0707

Fund Dividend Information

Please visit our dedicated Fund Distributions Page for more information on the Small Cap Growth Fund's annual dividends.  Learn more about the fund at Morningstar.

Investing Risk

Mutual Fund investing involves risk, including the potential loss of principal.  The Small Cap Growth Fund invests in foreign securities which involve certain risks such as currency volatility, political and social instability and reduced market liquidity.  Growth Securities typically are very sensitive to market movements, particularly over the short term.  Small-cap investing involve greater risk not associated with investing in more established companies, such as greater price volatility, business risk and less liquidity. From time to time, the Fund may invest a significant amount of its total assets in certain sectors of the economy, which may be subject to specific risks, like changes in governmental regulation and policy and changes in market sentiment. The Fund invests in ETFs (Exchange Traded Funds) and is therefore subject to the same risks as the underlying securities in which ETFs invest as well as entails higher expenses that if invested into the underlying ETF directly.  The Fund is newly organized and has limited operating history.

Contact Us

Tom DiBari

North East | New York, NY
917.865.0362
Send an Email

Jamie Keevican

Mid Atlantic | Pittsburgh, PA
412.304.0440
Send an Email

Sidney D. Baker

South Atlantic | Atlanta, GA
404.731.3881
Send an Email

Tai Park

Mid West | Chicago IL
312.593.8153
Send an Email

Jason Stewart

West | San Francisco, CA
415.310.5088
Send an Email 

Mario Davila

Southwest | Austin, TX
210.882.9247
Send an Email 

  Seth Jennings
South East | Tampa, FL
813.451.9451
Send an Email



 

                                          Check the background of these investment professionals on FINRA's BrokerCheck.

                                    

 

Go To Top