Small Cap Growth Fund


The Chartwell Small Cap Growth Fund (CWSGX) offers investors a diversified portfolio of small-cap stocks that have demonstrated competitive growth in revenue, margins, and profits.  We believe CWSGX's diversified portfolio of such securities has the potential over time to capture market share and potential for competitive long term investment performance.

Investment Objective

The investment objective of the Chartwell Small Cap Growth Fund (CWSGX) is to seek long-term capital appreciation.

Fund Facts

AS OF MARCH 31, 2021

Fund Symbol: CWSGX     Dividends: Annually     12B-1 Fee: None
Fund Cusip: 16140T 608   Minimum Initial Purchase: $1,000   Total Net Assets: $28 million
Objective: Long-Term Capital Appreciation   Subsequent Purchase: $100   Gross Expense Ratio: 1.73%
Inception Date: 06/16/2017   Load: No-Load   Net Expense Ratio: 1.05%

Chartwell Investment Partners, LLC has contractually agreed to waive its fees and/or pay for operating expenses of the Fund to ensure that total annual fund operating expenses (excluding any taxes, leverage interest, brokerage commissions, dividend and interest expenses on short sales, acquired fund fees and expenses as determined in accordance with Form N-1A, expenses incurred in connection with any merger or reorganization, or extraordinary expenses such as litigation expenses) do not exceed 1.05% of the average daily net assets of the Fund. This agreement is in effect until at least one year from the 3/1/21 prospectus, and it may be terminated before that date only by the Trust’s Board of Trustees. The Fund’s advisor is permitted to seek reimbursement from the Fund, subject to certain limitations, of fees waived or payments made to the Fund for a period ending three years after the date of the waiver or payment, provided that no reimbursement will cause the Fund’s annual expense ratio to exceed the lesser of the (i) expense limitation amount in effect at the time such fees were waived or payments made, and (ii) the expense limitation amount in effect at the time of the reimbursement.

Fund Portfolio Composition

AS OF MARCH 31, 2021

          Pie Chart - Small Cap Growth Fund
Pie Chart Square - 03425c Communication Services 0%  
Pie Chart Square - 055e83 Consumer Discretionary 26%  
Pie Chart Square - 0e7eb0 Consumer Staples 0%  
Pie Chart Square - f78c21 Energy 0%  
Pie Chart Square - FAA442 Financials 3%  
Pie Chart Square - FDC789 Health Care 25%  
Pie Chart Square - 010101 Industrials 20%  
Pie Chart Square - 8B8A8B Information Technology 17%  
Pie Chart Square - BCBCBC Materials 2%  
Pie Chart Square - 95A7D6 Real Estate 3%  
Pie Chart Square - CECECD Cash 4%  



Performance data quoted here represents past performance. Past performance is no guarantee of future results. Investment return and principal value of an investment will fluctuate, so that an investor’s shares, when redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance data cited. Current month end data is available at Returns for less than a year are not annualized. 

Russell 2000 Growth Index: an index which measures the performance of 2000 small-cap companies and is designed to represent the small-cap segment of the U.S. Equity universe.

Investors cannot invest directly in an index.

Top Ten Holdings

Figures unaudited. For informational purposes only. Holdings are subject to change at any time.

Additional Information


Chartwell Investment Partners, LLC
1205 Westlakes Drive
Berwyn, PA 19312



Distributed by Foreside Fund Services, LLC
Wholesaling provided by our affiliate,
Chartwell TSC Securities Corp., Member FINRA


Ultimus Fund Solutions, LLC
P.O. Box 46707
Cincinnati, OH 45246-0707

Fund Dividend Information

Please visit our dedicated Fund Distributions Page for more information on the Small Cap Growth Fund's annual dividends.  Learn more about the fund at Morningstar.

Investing Risk

Mutual Fund investing involves risk, including the potential loss of principal.  The Small Cap Growth Fund invests in foreign securities which involve certain risks such as currency volatility, political and social instability and reduced market liquidity.  Growth Securities typically are very sensitive to market movements, particularly over the short term.  Small-cap investing involve greater risk not associated with investing in more established companies, such as greater price volatility, business risk and less liquidity. From time to time, the Fund may invest a significant amount of its total assets in certain sectors of the economy, which may be subject to specific risks, like changes in governmental regulation and policy and changes in market sentiment. The Fund invests in ETFs (Exchange Traded Funds) and is therefore subject to the same risks as the underlying securities in which ETFs invest as well as entails higher expenses that if invested into the underlying ETF directly.  The Fund is newly organized and has limited operating history.

Contact Us

Tom DiBari

North East | New York, NY
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Jamie Keevican

Mid Atlantic | Pittsburgh, PA
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Jason Stewart

West | San Francisco, CA
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Zachary Crump

South West | The Colony, TX
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